OTC Bulletin Board

Results: 218



#Item
141Finance / OTC Markets Group / NASDAQ / Financial Industry Regulatory Authority / Stock / Listing / Security / OTC Bulletin Board / Over-the-counter / Financial economics / Stock market / Investment

OTC Markets Newsletter - July 2011

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Source URL: www.otcmarkets.com

Language: English - Date: 2011-08-22 14:01:50
142United States securities law / Corporate governance / Finance / United States corporate law / Public administration / Sarbanes–Oxley Act / OTC Bulletin Board / U.S. Securities and Exchange Commission / Christopher Cox / Auditing / Business / Accountancy

Exposure Draft of Final Report of Advisory Committee on Smaller Public Companies; Release Nos[removed]; [removed]; File No[removed]

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Source URL: www.sec.gov.

Language: English - Date: 2006-03-15 10:35:19
143Stock market / Finance / United States Securities and Exchange Commission / 73rd United States Congress / OTC Bulletin Board / OTC Markets Group / Securities market / Over-the-counter / Securities Exchange Act / Financial economics / United States securities law / Investment

Microsoft Word - rcoulson6398.doc

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Source URL: www.sec.gov

Language: English - Date: 2007-08-17 14:47:57
144Accounting software / Auditing / XBRL / Financial statement / OTC Bulletin Board / Sarbanes–Oxley Act / XBRLS / Accountancy / Business / Finance

Microsoft Word - Comments by Professor James J Angel on XBRL _2_.doc

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Source URL: www.sec.gov

Language: English - Date: 2008-08-12 14:14:10
145Finance / Securities Exchange Act / Security / Financial Industry Regulatory Authority / Broker-dealer / U.S. Securities and Exchange Commission / NASDAQ / OTC Bulletin Board / Registered Investment Advisor / United States securities law / Financial economics / Investment

WAC 460-20B[removed]NASD to FINRA Changes

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Source URL: www.dfi.wa.gov

Language: English - Date: 2014-05-02 14:22:05
146Stock market / Financial regulation / Short selling / United States Securities and Exchange Commission / Finance / Securities market / OTC Bulletin Board / OTC Markets Group / Naked short selling / Financial economics / Business / Investment

June 9, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW

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Source URL: www.sec.gov

Language: English - Date: 2004-06-09 10:02:07
147Wireless / Human–computer interaction / Privacy / Telecommunications engineering / Asset management / Asset / Fixed assets management / Guard RFID Solutions Inc. / Automatic identification and data capture / Technology / Radio-frequency identification

Asset Activator Includes $10 Dual-Active RFID Tags, Infrastructure, Middleware, and Scalable Software Yielding January 17, 2007 AXCESS International Inc. (OTC Bulletin Board: AXSI) introduced a lower price for its compre

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Source URL: www.axcessinc.com

Language: English - Date: 2010-08-07 14:31:48
148Business / Financial economics / Stock market / Financial Industry Regulatory Authority / OTC Bulletin Board / ACT / Alternative display facility / Securities Exchange Act / U.S. Securities and Exchange Commission / United States securities law / Economy of the United States / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 27, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 an

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Source URL: www.sec.gov

Language: English - Date: 2014-02-28 09:31:24
149Financial Industry Regulatory Authority / Financial regulation / U.S. Securities and Exchange Commission / Economy of the United States / Securities Exchange Act / ACT / Government / OTC Bulletin Board / United States securities law / Self-regulatory organizations / United States Securities and Exchange Commission

Notice of Filing of Proposed Rule Change to Adopt FINRA Rule[removed]Supplemental FOCUS Information) and Proposed Supplementary Schedule to the Statement of Income (Loss) Page of FOCUS Reports

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Source URL: www.sec.gov

Language: English - Date: 2011-11-08 09:54:51
150Financial Industry Regulatory Authority / Securities Exchange Act / U.S. Securities and Exchange Commission / Self-regulatory organization / Financial system / Economy of the United States / United States securities law / Financial regulation / OTC Bulletin Board

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]November 8, 2012 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiv

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Source URL: www.sec.gov

Language: English - Date: 2012-11-09 14:32:26
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